Surmount Inc

  1. Surmount AI Inc (hereinafter referred to as “the Company”) is a financial technology company based in the United States. The company builds financial technology platforms and provides financial technology services to its clients.

  2. A strategy is a basket of stocks, exchange-traded funds, REITs, mutual funds and other domestic and global securities that are curated to track a particular objective or an idea.

  3. Strategies are created by registered entities like Investment Advisors & Research Analysts. The Company provides technology solutions and related back-end infrastructure to registered intermediaries and other third parties for facilitating subscriptions & transactions in strategies. Some of these strategies are also available on the company's website and app, based on the agreement between the entities creating the strategies and the Company. For disclosures by the entities creating the strategy, please refer to the Factsheet of the strategy.

  4. All returns and ratios displayed on the mobile and web applications of the company (hereinafter referred to as “the Platform”) are only for informational purposes and are to help investors make an informed decision. They are tools to communicate factual and verifiable return information and should not be seen as advertisement or promotion.

  5. Registration granted by , membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

  6. strategies can also be created by users for personal investments and be shared with a limited set of other users (recipients) as a means of knowledge sharing among users. Such user-created strategies must not be considered to be investment advice or research reports by users who have not created them, and investments must not be made in such strategies without consulting a  registered intermediary. Please read detailed disclosures on user created strategies here on website - Disclosures > Fine Print > User Created strategies

  7. Unless otherwise stated, the percentage returns displayed on the website for calculating strategy performance are Absolute Returns.

  8. The content and data available on Surmount.ai, including but not limited to strategy value, strategy return numbers and strategy rationale are for information and illustration purposes only. No content on our website or application, including any posts, pictures or any percentage returns should be considered an advertisement, endorsement, solicitation, financial advice, or offer to sell any products or services of the Company or of any other third parties.

  9. Charts and performance numbers on the platform do include backtested data. 

  10. Strategies are not to be construed as a product based on or linked to an index as the Company is not in the index manufacturing business and ‘strategies’ are not independent indexes. Having said this, the Company is not restricted in comparing the performances of the strategies with any other index.

  11. Strategies are not licensed to any exchange, trading or settling venue outside the United States.

  12. Prices shown on the Surmount application may be delayed. The prices are sourced from an exchange-approved vendor and the Company is not responsible for the accuracy and correctness of the prices. Before order placement, we do try to check the latest price at the individual broker that orders are being routed to see the real-time prices as shown by their broker and place the orders in a secured and compliant manner.

  13. All information present on the Surmount application is to help investors in their decision-making process and shall not be considered as a recommendation or solicitation of an investment or investment strategy. Investors are responsible for their investment decisions and are responsible to validate all the information used to make the investment decision. Investors should understand that his/her investment decision is based on personal investment needs and risk tolerance, and performance information available on the Surmount platform is one amongst many other things that should be considered while making an investment decision. Past performance does not guarantee future returns and the performance of strategies are subject to market risk. Investments in the securities market are subject to market risks and investors should read all the related documents carefully before investing.

  14. Details of transactions and/or tracking services for domestic stocks, exchange-traded securities, mutual funds and fixed deposits available on the Platform:

    To enable transactions on exchange-traded securities (including domestic stocks) and provide holdings information on exchange-traded securities (including domestic stocks), the company has partnered with multiple registered brokerage firms. To place orders, the users are directed to exchange approved platforms built and maintained by the company for the partner brokers. This ensures that all transactions are always placed from an exchange-approved broker platform in a secured and compliant manner.

  15. The registered office of Surmount AI Inc is 919 North Market Street suite 950 in Wilmington, Delaware 19801.
    If at any point you wish to contact us, you’re always welcome to do so. The best email to reach our team is contact@surmount.ai and our direct line is 929-682-1617

  16. The Company is only a technology provider and is not an intermediary in terms of the applicable regulations. Any information, content or posts contained on the platform of Surmount, whether accessed freely or upon payment of a subscription fee must not be construed to be investment advice or research analysis. We are not liable for any losses caused, directly or indirectly as a result of action taken by any user based on any information, posts or content created and/or published on the platform of the Company. It may further be noted that we do not endorse, sponsor, recommend or verify the contents of any post or information created and/or published by any user on the platform of the Company, and are not responsible for the accuracy or veracity of any information, posts or content created and/or published on the platform of the Company.

  17. The information and opinions contained herein have been compiled or arrived at, based upon information obtained in good faith from sources believed to be reliable. Such information has not been independently verified and no guarantee, representation of warranty, express or implied, is made as to its accuracy, completeness or correctness. All such information and opinions are subject to change without notice. Descriptions of any company or companies or their securities mentioned herein are not intended to be complete. Surmount is not obliged to update this report for such changes. Surmount has the right to make changes and modifications at any time.

Quantitative Finance LLC (QFL)

  1. Quantitative Finance LLC (QFL) is a wholly-owned subsidiary of Surmount AI Inc (Surmount).

  2. Quantitative Finance is a registered investment advisor under the internet advisor exemption.

  3. The EIN number of QFL is 88-2486483. 

  4. Registered office address: 611 South DuPont Highway Suite 102 in the City of Dover, Delaware 19801.

  5. Contact at any point: Hello@quantitativefinance.io